Legal & Disclaimers

In the United States of America there are regulations which impose various requirements on a financial institutions’ treatment of customer information.  These regulations require that financial institutions develop privacy policies and disclose these policies to its customers.

Paragon Investments LLC (“Paragon”) considers your privacy one of our utmost concerns.  This Privacy Notice outlines our current policies and practices regarding how information about individual customers is collected and used.  We will send existing customers an updated Privacy Notice on an annual basis.

To provide you with individualized service, Paragon collects information about you from your account application and other forms that you may deliver to us.  Paragon also collects information about your transactions with us and our affiliates.  We may use this information to open an account for you, process your requests and transactions and to provide you with additional information about our products and services.  To service your account and mail correspondence to you, we provide your personal information to other affiliated independent firms that specialize in providing these services.  These firms include our clearing firm(s), consulting firms, and also our printing/mailing vendors.  We require these other independent firms to protect the confidentiality of your information and to use the information only for the limited purpose for which the disclosure is made.  We do not disclose any nonpublic personal information about our customers to other independent firms, organizations, or individuals except in furtherance of our business relationship with you, or as otherwise permitted or required by law.  In addition, if you decide at some point to close your Paragon account, we will continue to adhere to the privacy policies and practices described in this notice.

We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you.  We maintain physical, electronic, and procedural safeguards that comply with US federal standards to guard your personal information.

If you prefer that we limit disclosures of personal information about you, you may notify us via email at prminfo@pinionglobal.com or by calling (785) 338-9609, Monday through Friday. If you determine to opt out of this policy you can instruct us to what extent we are able to disclose your non-public personal information to affiliated third parties.  If you have any questions or concerns regarding the privacy of your information at Paragon, or would like to discuss your opt out options please contact us at your convenience using the information provided above.

Thank you for your business,
Paragon Investments LLC